| 1. | Prior to its voluntary trading, asset management and broker dealer services.
|
| 2. | It also orders the creation of national capital requirement standards for broker dealers.
|
| 3. | There are several online portals that offer broker dealer assistance and search capabilities.
|
| 4. | Broker Dealer Exchange's founders include Rogan LaBier.
|
| 5. | Later, he was a broker dealer and worked at Greico Financial Training.
|
| 6. | Understanding this, the SEC suggested exempting these broker dealers from Y2K compliance surveys.
|
| 7. | Right here and now, money center banks and broker dealers are most vulnerable,
|
| 8. | Whether this type of system ends up replacing the broker dealer remains to be seen.
|
| 9. | They must meet certain capital requirements and satisfy other regulations that apply to broker dealers.
|
| 10. | We're not a broker dealer.
|
मोबाइल